Personnel SFC Licences and HKMA Registrations (ID 2591681)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2023-01-06	-
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2017-06-05	2020-07-17
	Rep	Asset management	2017-06-05	2020-07-17
Avenue Family Office Limited	Rep	Advising on securities	2017-06-05	2020-07-17
	Rep	Asset management	2017-06-05	2020-07-17
	Rep	Dealing in securities	2017-06-05	2020-07-17
Ethivo Asset Management (HK) Limited	Rep	Advising on securities	2016-06-14	2017-06-01
	Rep	Asset management	2016-06-14	2017-06-01
	Rep	Dealing in securities	2016-06-14	2017-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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