Personnel Hong Kong SFC License Details (ID 2592888)

Personnel Hong Kong SFC License Details (ID 2592888)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand China Securities Limited	Rep	Advising on securities	2025-08-13	-
	Rep	Asset management	2025-08-13	-
	Rep	Dealing in securities	2025-08-13	-
Alex KY Wong Asset Management Company Limited	Rep	Advising on securities	2022-03-30	2023-11-01
	Rep	Asset management	2022-03-30	2023-11-01
AMPLE CAPITAL LIMITED	Rep	Asset management	2020-09-03	2022-03-28
	Rep	Advising on securities	2020-07-27	2022-03-28
Mason Securities Limited	Rep	Advising on securities	2018-05-16	2020-07-14
	Rep	Dealing in securities	2018-05-16	2020-07-14
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2018-05-16	2020-07-14
	Rep	Dealing in futures contracts	2018-05-16	2020-07-14
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on corporate finance	2016-06-16	2018-05-09
	Rep	Dealing in securities	2016-06-16	2018-05-09