Personnel Hong Kong SFC License Details (ID 2592889)

Personnel Hong Kong SFC License Details (ID 2592889)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2019-04-30	2020-10-08
	Rep	Dealing in securities	2019-04-30	2020-10-08
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-09-28	2018-11-23
	Rep	Asset management	2017-09-28	2018-11-23
	Rep	Dealing in securities	2017-09-28	2018-11-23
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-08-16	2017-03-27
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-06-16	2017-03-27
	Rep	Asset management	2016-06-16	2017-03-27