Personnel SFC Licences and HKMA Registrations (ID 2593793)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun International Capital Limited	Rep	Advising on corporate finance	2026-05-06	-
	Rep	Advising on securities	2026-05-06	-
	Rep	Dealing in securities	2026-05-06	-
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2021-04-23	2025-12-28
	Rep	Dealing in securities	2021-04-23	2025-12-28
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2019-04-29	2021-04-16
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-07-13	2021-04-16
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2016-06-17	2018-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.