Personnel Hong Kong SFC License Details (ID 2593801)

Personnel Hong Kong SFC License Details (ID 2593801)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	RO	Advising on securities	2025-01-07	-
	RO	Dealing in securities	2025-01-07	-
	Rep	Advising on securities	2024-08-12	2025-01-07
	Rep	Dealing in securities	2024-08-12	2025-01-07
Wealth Management Cube Limited	RO	Dealing in securities	2022-02-17	2023-04-09
	Rep	Dealing in securities	2017-07-26	2022-02-17
Superfund Financial (Hong Kong) Limited	Rep	Advising on securities	2017-04-28	2017-05-02
	Rep	Dealing in securities	2017-04-28	2017-05-02
iFAST Financial (HK) Limited	Rep	Advising on securities	2016-06-17	2017-04-10
	Rep	Dealing in securities	2016-06-17	2017-04-10
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2016-06-17	2017-04-10
	Rep	Dealing in securities	2016-06-17	2017-04-10