Personnel Hong Kong SFC License Details (ID 2595097)

Personnel Hong Kong SFC License Details (ID 2595097)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTRAL WEALTH ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-05-07	2018-08-14
	Rep	Advising on securities	2018-04-10	2018-08-14
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Advising on securities	2017-09-28	2018-03-23
	Rep	Dealing in securities	2017-09-28	2018-03-23
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Asset management	2017-05-10	2017-09-15
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-03-01	2017-09-15
	Rep	Dealing in securities	2017-03-01	2017-09-15
Azure Lion International Securities Company Limited	Rep	Advising on securities	2016-06-21	2016-08-23
	Rep	Dealing in securities	2016-06-21	2016-08-23