Personnel Hong Kong SFC License Details (ID 2595681)

Personnel Hong Kong SFC License Details (ID 2595681)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED	RO	Advising on securities	2021-08-18	-
	RO	Asset management	2021-08-18	-
	Rep	Advising on securities	2021-08-10	2021-08-18
	Rep	Asset management	2021-08-10	2021-08-18
One Heritage Capital Management Limited	RO	Advising on securities	2019-03-22	2021-03-01
	RO	Asset management	2019-03-22	2021-03-01
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	RO	Asset management	2017-10-25	2018-10-31
	Rep	Asset management	2016-06-22	2017-10-25
	Rep	Advising on securities	2016-06-22	2018-10-31
	Rep	Dealing in securities	2016-06-22	2018-10-31