Personnel Hong Kong SFC License Details (ID 2596340)

Personnel Hong Kong SFC License Details (ID 2596340)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Avantua Capital Management Limited	RO	Advising on securities	2025-01-13	-
	RO	Asset management	2025-01-13	-
	RO	Dealing in securities	2025-01-13	-
	Rep	Dealing in securities	2024-12-13	2025-01-13
	Rep	Advising on securities	2024-03-25	2025-01-13
	Rep	Asset management	2024-03-25	2025-01-13
Lego Asset Management Limited	Rep	Advising on securities	2023-08-14	2024-02-29
	Rep	Asset management	2023-08-14	2024-02-29
Arta Asset Management Limited	RO	Advising on securities	2019-08-09	2022-07-31
	RO	Asset management	2019-08-09	2022-07-31
	RO	Dealing in securities	2019-08-09	2022-07-31
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2016-06-23	2016-09-14
	Rep	Asset management	2016-06-23	2016-09-14
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2016-06-23	2016-09-14
	Rep	Asset management	2016-06-23	2016-09-14
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2016-06-23	2016-09-14
	Rep	Asset management	2016-06-23	2016-09-14
	Rep	Dealing in securities	2016-06-23	2016-09-14