Personnel SFC Licences and HKMA Registrations (ID 2597804)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2025-10-27	-
SHANXI SECURITIES INTERNATIONAL LIMITED	RO	Dealing in securities	2025-05-21	2025-07-02
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-08-20	2025-07-02
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2021-08-20	2025-05-21
SPDB International Capital Limited	Rep	Advising on corporate finance	2018-01-19	2019-09-11
	Rep	Dealing in securities	2018-01-19	2019-09-11
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2016-06-27	2017-10-24
	Rep	Dealing in securities	2016-06-27	2017-10-24
ABCI Securities Company Limited	Rep	Dealing in securities	2016-06-27	2017-10-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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