Personnel Hong Kong SFC License Details (ID 2597808)

Personnel Hong Kong SFC License Details (ID 2597808)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2021-06-15	-
	Rep	Dealing in securities	2021-06-15	-
Merrill Lynch Far East Limited	Rep	Advising on securities	2021-06-15	2024-02-26
	Rep	Dealing in securities	2021-06-15	2024-02-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-06-01	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-06-01	2024-02-26
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2016-12-22	2021-05-30
CMB International Capital Limited	Rep	Advising on corporate finance	2016-06-27	2016-11-30
	Rep	Dealing in securities	2016-06-27	2016-11-30