Personnel Hong Kong SFC License Details (ID 2597813)

Personnel Hong Kong SFC License Details (ID 2597813)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-11-25	2016-12-15
	Rep	Advising on securities	2016-11-25	2016-12-15
	Rep	Dealing in securities	2016-11-25	2016-12-15
	Rep	Advising on corporate finance	2016-09-05	2016-09-09
	Rep	Advising on securities	2016-09-05	2016-09-09
	Rep	Dealing in securities	2016-09-05	2016-09-09
	Rep	Advising on corporate finance	2016-06-27	2016-07-01
	Rep	Advising on securities	2016-06-27	2016-07-01
	Rep	Dealing in securities	2016-06-27	2016-07-01