Li, Yipan 李屹攀 SFC Licences and HKMA Registrations (ID 2597823)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2026-05-27	-
CMB International Securities Limited	Rep	Advising on securities	2022-02-23	2026-01-16
	Rep	Dealing in securities	2022-02-23	2026-01-16
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on securities	2016-06-27	2017-10-21
	Rep	Dealing in securities	2016-06-27	2017-10-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.