Personnel SFC Licences and HKMA Registrations (ID 2598525)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2021-11-17	-
	Rep	Asset management	2021-11-17	-
CNCBI Asset Management Limited	Rep	Advising on securities	2019-05-27	2021-09-26
	Rep	Asset management	2019-05-27	2021-09-26
China Everbright Investment Management Limited	Rep	Advising on securities	2016-10-28	2018-03-18
	Rep	Asset management	2016-10-28	2018-03-18
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2016-06-28	2016-09-07
	Rep	Dealing in securities	2016-06-28	2016-09-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.