Personnel Hong Kong SFC License Details (ID 2598536)

Personnel Hong Kong SFC License Details (ID 2598536)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2020-10-20	2026-06-30
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2020-10-20	-
Central China International Futures Company Limited	Rep	Dealing in futures contracts	2017-10-18	2019-01-01
Central China International Securities Co., Limited	Rep	Dealing in securities	2017-04-03	2019-01-01
	Rep	Advising on securities	2017-02-20	2019-01-01
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2016-06-28	2016-11-30