Personnel Hong Kong SFC License Details (ID 2599808)

Personnel Hong Kong SFC License Details (ID 2599808)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	RO	Dealing in futures contracts	2021-05-14	2022-12-31
	Rep	Dealing in securities	2020-10-07	2022-12-31
Mirae Asset Securities (HK) Limited	Rep	Dealing in futures contracts	2018-09-12	2020-09-07
	Rep	Dealing in securities	2018-09-12	2020-09-07
De Riva Asia Limited	Rep	Dealing in futures contracts	2017-04-06	2018-08-31
	Rep	Dealing in securities	2017-04-06	2018-08-31
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2016-06-30	2016-12-12
	Rep	Dealing in securities	2016-06-30	2016-12-12