Personnel Hong Kong SFC License Details (ID 2599824)

Personnel Hong Kong SFC License Details (ID 2599824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2022-11-11	2024-10-04
	Rep	Dealing in securities	2022-11-11	2024-10-04
	Rep	Advising on securities	2022-10-12	2024-10-04
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2020-10-21	2022-05-11
	Rep	Advising on securities	2020-10-21	2022-05-11
	Rep	Asset management	2020-10-21	2022-05-11
PROBITAS HONG KONG LIMITED	Rep	Advising on securities	2016-06-30	2017-08-08
	Rep	Dealing in securities	2016-06-30	2017-08-08