Personnel Hong Kong SFC License Details (ID 2599826)

Personnel Hong Kong SFC License Details (ID 2599826)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2019-07-10	2020-06-19
	Rep	Asset management	2019-07-10	2020-06-19
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-09-21	2019-06-13
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2018-03-22	2019-06-13
Foresee Global Asset Management (HK) Limited	Rep	Asset management	2017-03-15	2018-02-09
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	2017-02-25
	Rep	Dealing in securities	2016-06-30	2017-02-12