Personnel Hong Kong SFC License Details (ID 2599935)

Personnel Hong Kong SFC License Details (ID 2599935)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAYANG SECURITIES LIMITED	RO	Advising on securities	2023-01-04	-
	RO	Asset management	2023-01-04	-
	RO	Dealing in securities	2023-01-04	-
	Rep	Advising on securities	2022-09-20	2023-01-04
	Rep	Asset management	2022-09-20	2023-01-04
	Rep	Dealing in securities	2022-09-20	2023-01-04
NATIONAL RESOURCES SECURITIES LIMITED	Rep	Advising on securities	2022-06-06	2022-09-13
	Rep	Asset management	2022-06-06	2022-09-13
	Rep	Dealing in securities	2022-06-06	2022-09-13
	Rep	Advising on securities	2016-07-04	2019-08-03
	Rep	Asset management	2016-07-04	2019-08-03
	Rep	Dealing in securities	2016-07-04	2019-08-03