| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2023-11-17 | - |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2023-11-17 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-04-28 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-28 | - |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-02-01 | 2023-04-16 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-02-01 | 2023-04-16 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2020-12-17 | 2021-01-07 |
| Rep | Dealing in securities | 2020-12-17 | 2021-01-07 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-12-20 | 2020-11-21 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-12-20 | 2020-11-21 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-07-24 | 2018-12-10 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2018-07-24 | 2018-12-10 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-09-15 | 2018-03-07 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-05 | 2018-03-07 |
No HKMA registrations in the collected records.