Personnel Hong Kong SFC License Details (ID 2601329)

Personnel Hong Kong SFC License Details (ID 2601329)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2022-11-22	2023-05-25
	RO	Asset management	2022-11-22	2023-05-25
	RO	Dealing in securities	2022-11-22	2023-05-25
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-10-04	2023-05-25
	RO	Asset management	2019-10-04	2023-05-25
	RO	Dealing in securities	2019-10-04	2023-05-25
	Rep	Advising on securities	2019-01-25	2019-10-04
	Rep	Asset management	2019-01-25	2019-10-04
	Rep	Dealing in securities	2019-01-25	2019-10-04
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2018-05-29	2019-01-09
	RO	Asset management	2018-05-29	2019-01-09
	RO	Dealing in securities	2018-05-29	2019-01-09
	Rep	Advising on securities	2016-07-05	2018-05-29
	Rep	Asset management	2016-07-05	2018-05-29
	Rep	Dealing in securities	2016-07-05	2018-05-29