Personnel Hong Kong SFC License Details (ID 2603633)

Personnel Hong Kong SFC License Details (ID 2603633)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2021-06-02	2023-08-08
	Rep	Advising on securities	2021-06-02	2023-08-08
	Rep	Dealing in securities	2021-06-02	2023-08-08
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-07-10	2021-03-19
	Rep	Advising on corporate finance	2018-06-04	2021-03-19
	Rep	Dealing in securities	2018-06-04	2021-03-19
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2018-06-04	2021-03-19
XinKong International Securities Limited	Rep	Dealing in securities	2017-03-10	2018-04-22
XinKong International Capital Limited	Rep	Advising on corporate finance	2016-07-08	2018-04-22
	Rep	Dealing in securities	2016-07-08	2018-04-22