Personnel Hong Kong SFC License Details (ID 2605430)

Personnel Hong Kong SFC License Details (ID 2605430)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2022-05-04	2023-04-14
	Rep	Advising on securities	2022-05-04	2023-04-14
	Rep	Dealing in securities	2022-05-04	2023-04-14
ONTARIO TEACHERS' PENSION PLAN (ASIA) LIMITED	Rep	Advising on securities	2019-07-09	2022-04-09
	Rep	Asset management	2019-07-09	2022-04-09
	Rep	Dealing in securities	2019-07-09	2022-04-09
Morgan Stanley Asia Limited	Rep	Advising on securities	2018-09-03	2019-06-07
	Rep	Advising on corporate finance	2016-07-13	2018-09-03
	Rep	Dealing in securities	2016-07-13	2019-06-07