Personnel Hong Kong SFC License Details (ID 2606718)

Personnel Hong Kong SFC License Details (ID 2606718)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2024-06-18	2024-06-24
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2024-06-18	2024-06-24
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-09-14	2018-09-15
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-09-14	2018-09-15
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2017-01-20	2017-02-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-01-20	2017-02-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2016-07-15	2016-07-22
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-07-15	2016-07-22