Personnel Hong Kong SFC License Details (ID 2607430)

Personnel Hong Kong SFC License Details (ID 2607430)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2020-04-07	2026-07-10
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2020-04-07	2026-07-10
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2017-03-10	2020-03-27
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2017-03-10	2020-03-27
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2016-12-16	2017-03-01
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2016-12-07	2017-03-01
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2016-07-18	2016-11-30