Personnel Hong Kong SFC License Details (ID 2607443)

Personnel Hong Kong SFC License Details (ID 2607443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2026-05-26	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-05-27	2023-06-17
	Rep	Dealing in securities	2021-05-27	2023-06-17
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2018-10-22	2021-04-13
	Rep	Advising on securities	2018-10-22	2021-04-13
	Rep	Dealing in securities	2018-10-22	2021-04-13
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2016-07-18	2018-03-02
	Rep	Dealing in securities	2016-07-18	2018-03-02