Personnel Hong Kong SFC License Details (ID 2607456)

Personnel Hong Kong SFC License Details (ID 2607456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2021-12-01	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-02-02	2021-08-10
	Rep	Advising on corporate finance	2017-08-02	2021-02-02
	Rep	Advising on securities	2017-08-02	2021-02-02
	Rep	Dealing in securities	2017-08-02	2021-08-10
	Rep	Advising on corporate finance	2016-07-18	2016-07-28
	Rep	Advising on securities	2016-07-18	2016-07-28
	Rep	Dealing in securities	2016-07-18	2016-07-28