Personnel Hong Kong SFC License Details (ID 2607463)

Personnel Hong Kong SFC License Details (ID 2607463)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2023-02-10	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2023-02-10	-
	Rep	Dealing in futures contracts	2023-02-10	-
	Rep	Dealing in securities	2023-02-10	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-08-15	2022-11-11
	Rep	Dealing in securities	2018-08-06	2022-11-11
	Rep	Dealing in securities	2018-05-28	2018-06-02
	Rep	Dealing in securities	2018-05-07	2018-05-25
	Rep	Dealing in securities	2016-07-18	2016-10-15