Personnel Hong Kong SFC License Details (ID 2608009)

Personnel Hong Kong SFC License Details (ID 2608009)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COFCO Futures (International) Co., Limited	Rep	Advising on futures contracts	2023-11-23	2025-05-12
	Rep	Dealing in securities	2023-10-17	-
	Rep	Advising on securities	2023-10-17	2025-05-12
	Rep	Dealing in futures contracts	2021-10-20	-
WING FUNG SECURITIES LIMITED	Rep	Asset management	2019-01-31	2021-10-08
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2018-07-19	2021-10-08
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2018-07-19	2021-10-08
Futu Securities International (HONG KONG) Limited	Rep	Asset management	2017-09-29	2018-07-05
	Rep	Advising on securities	2017-06-26	2018-07-05
	Rep	Dealing in futures contracts	2017-06-26	2018-07-05
	Rep	Dealing in securities	2016-07-19	2018-07-05