Personnel Hong Kong SFC License Details (ID 2609068)

Personnel Hong Kong SFC License Details (ID 2609068)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-08-23	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2019-06-04	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2019-06-04	-
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2017-05-26	2019-05-28
	Rep	Dealing in securities	2017-05-26	2019-05-28
LONGRUN FINANCIAL GROUP LIMITED	Rep	Advising on futures contracts	2017-03-30	2017-05-08
	Rep	Dealing in futures contracts	2016-07-21	2017-05-08