Personnel Hong Kong SFC License Details (ID 2610507)

Personnel Hong Kong SFC License Details (ID 2610507)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2023-06-02	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2021-08-12	2022-03-25
	Rep	Dealing in securities	2021-08-12	2022-03-25
Aon Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2017-07-18	2019-07-23
	Rep	Advising on securities	2017-07-18	2019-07-23
	Rep	Dealing in securities	2017-07-18	2019-07-23
A.M. BEST ASIA-PACIFIC LIMITED	Rep	Providing credit rating services	2016-07-25	2017-06-30