Personnel Hong Kong SFC License Details (ID 2611593)

Personnel Hong Kong SFC License Details (ID 2611593)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2023-01-27	-
	Rep	Asset management	2023-01-27	-
	Rep	Dealing in securities	2023-01-27	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2019-05-09	2022-09-28
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2019-05-09	2022-09-28
ALTUS CAPITAL LIMITED	Rep	Advising on corporate finance	2016-07-27	2019-01-31
ALTUS INVESTMENTS LIMITED (HK)	Rep	Dealing in securities	2016-07-27	2019-01-31