Personnel SFC Licences and HKMA Registrations (ID 2611608)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2026-01-05	-
	Rep	Dealing in securities	2026-01-05	-
Amova Asset Management Hong Kong Limited	Rep	Advising on securities	2021-11-22	2025-11-19
	Rep	Dealing in securities	2021-11-22	2025-11-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-07-27	2021-09-06
	Rep	Dealing in securities	2016-07-27	2021-09-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.