Personnel Hong Kong SFC License Details (ID 2613643)

Personnel Hong Kong SFC License Details (ID 2613643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2026-07-23	-
	Rep	Dealing in securities	2026-07-23	-
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2021-10-06	2026-06-20
	Rep	Dealing in securities	2021-10-06	2026-06-20
PIMCO Asia Limited	Rep	Advising on securities	2018-07-27	2021-09-10
	Rep	Asset management	2018-07-27	2021-09-10
	Rep	Dealing in securities	2018-07-27	2021-09-10
FIL Investment Advisors	Rep	Advising on securities	2016-08-01	2018-07-04
	Rep	Asset management	2016-08-01	2018-07-04
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-08-01	2018-07-04
	Rep	Asset management	2016-08-01	2018-07-04
	Rep	Dealing in securities	2016-08-01	2018-07-04