Personnel Hong Kong SFC License Details (ID 2613670)

Personnel Hong Kong SFC License Details (ID 2613670)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SunRiver International Securities Group Limited	RO	Advising on securities	2023-08-10	-
	RO	Dealing in securities	2023-08-10	-
	RO	Asset management	2023-08-10	2025-08-28
CENTRAL WEALTH ASSET MANAGEMENT LIMITED	Rep	Asset management	2022-04-26	2023-07-28
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	RO	Advising on securities	2022-01-11	2023-07-28
	RO	Dealing in securities	2022-01-11	2023-07-28
	Rep	Advising on securities	2021-11-23	2022-01-11
	Rep	Dealing in securities	2021-11-23	2022-01-11
SunRiver International Securities Group Limited	RO	Advising on securities	2021-09-01	2021-10-31
	RO	Asset management	2021-09-01	2021-10-31
	RO	Dealing in securities	2021-09-01	2021-10-31
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2020-05-20	2021-08-27
	Rep	Dealing in securities	2020-05-20	2021-08-27
Delta Asia Wealth Management Limited	Rep	Asset management	2020-05-20	2021-08-27
TIAN YUAN FINANCE LIMITED	Rep	Asset management	2017-01-16	2019-09-21
	Rep	Advising on securities	2016-08-01	2019-09-21
	Rep	Dealing in securities	2016-08-01	2019-09-21