| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SunRiver International Securities Group Limited | RO | Advising on securities | 2023-08-10 | - |
| RO | Dealing in securities | 2023-08-10 | - | |
| RO | Asset management | 2023-08-10 | 2025-08-28 | |
| CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-04-26 | 2023-07-28 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2022-01-11 | 2023-07-28 |
| RO | Dealing in securities | 2022-01-11 | 2023-07-28 | |
| Rep | Advising on securities | 2021-11-23 | 2022-01-11 | |
| Rep | Dealing in securities | 2021-11-23 | 2022-01-11 | |
| SunRiver International Securities Group Limited | RO | Advising on securities | 2021-09-01 | 2021-10-31 |
| RO | Asset management | 2021-09-01 | 2021-10-31 | |
| RO | Dealing in securities | 2021-09-01 | 2021-10-31 | |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2020-05-20 | 2021-08-27 |
| Rep | Dealing in securities | 2020-05-20 | 2021-08-27 | |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2020-05-20 | 2021-08-27 |
| TIAN YUAN FINANCE LIMITED | Rep | Asset management | 2017-01-16 | 2019-09-21 |
| Rep | Advising on securities | 2016-08-01 | 2019-09-21 | |
| Rep | Dealing in securities | 2016-08-01 | 2019-09-21 |
No HKMA registrations in the collected records.