Personnel Hong Kong SFC License Details (ID 2614121)

Personnel Hong Kong SFC License Details (ID 2614121)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-10-21	2025-10-24
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-10-21	2025-10-24
	Rep	Dealing in securities	2025-10-21	2025-10-24
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2024-01-29	2024-02-02
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2024-01-29	2024-02-02
	Rep	Dealing in securities	2024-01-29	2024-02-02
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2023-02-10	2023-02-17
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2023-02-10	2023-02-17
	Rep	Dealing in securities	2023-02-10	2023-02-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2022-02-18
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2016-08-02	2022-02-18
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-08-02	2016-10-10