Personnel Hong Kong SFC License Details (ID 2614651)

Personnel Hong Kong SFC License Details (ID 2614651)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
South China Investment Management Limited	RO	Asset management	2023-11-22	-
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2022-02-28	-
SOUTH CHINA COMMODITIES LIMITED	RO	Dealing in futures contracts	2021-04-27	-
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2021-01-28	-
South China Investment Management Limited	Rep	Asset management	2019-07-24	2023-11-22
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2018-11-07	2021-04-27
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-11-07	2021-01-28
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-09-15	2018-05-11
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-08-03	2018-05-11