Personnel Hong Kong SFC License Details (ID 2615161)

Personnel Hong Kong SFC License Details (ID 2615161)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2025-05-30	-
	Rep	Dealing in securities	2025-05-30	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-03-11	2025-04-25
	Rep	Advising on securities	2019-01-15	2025-04-25
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2018-11-02	2018-12-12
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-08-03	2018-08-20
	Rep	Asset management	2016-08-03	2018-08-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2016-08-03	2018-08-20