Personnel Hong Kong SFC License Details (ID 2615867)

Personnel Hong Kong SFC License Details (ID 2615867)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MC Financial Services Limited (HK)	RO	Dealing in futures contracts	2021-06-23	2023-03-13
	Rep	Dealing in futures contracts	2020-05-13	2021-06-23
	RO	Advising on securities	2020-05-13	2023-03-13
	RO	Asset management	2020-05-13	2023-03-13
	RO	Dealing in securities	2020-05-13	2023-03-13
	Rep	Dealing in securities	2020-03-24	2020-05-13
Equities First Holdings Hong Kong Limited	Rep	Dealing in securities	2019-08-27	2020-02-12
	RO	Dealing in securities	2017-06-02	2019-08-27
	Rep	Dealing in securities	2016-08-05	2017-06-02