Personnel Hong Kong SFC License Details (ID 2616344)

Personnel Hong Kong SFC License Details (ID 2616344)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2018-09-24	-
	Rep	Advising on securities	2018-09-24	-
	Rep	Dealing in securities	2018-09-24	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2016-08-08	2018-06-21
	Rep	Advising on securities	2016-08-08	2018-06-21
	Rep	Dealing in securities	2016-08-08	2018-06-21
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2016-08-08	2018-06-21
	Rep	Advising on securities	2016-08-08	2018-06-21
	Rep	Dealing in securities	2016-08-08	2018-06-21