Personnel Hong Kong SFC License Details (ID 2616346)

Personnel Hong Kong SFC License Details (ID 2616346)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2025-09-18	-
	Rep	Dealing in securities	2025-09-18	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2025-09-18	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2021-06-28	2025-03-25
	Rep	Dealing in securities	2021-06-28	2025-03-25
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2016-08-08	2021-03-22
	Rep	Advising on securities	2016-08-08	2021-03-22
	Rep	Dealing in securities	2016-08-08	2021-03-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2016-08-08	2021-03-22
	Rep	Advising on securities	2016-08-08	2021-03-22
	Rep	Dealing in securities	2016-08-08	2021-03-22