Personnel Hong Kong SFC License Details (ID 2617027)

Personnel Hong Kong SFC License Details (ID 2617027)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-07-26	2018-08-10
	Rep	Dealing in securities	2018-07-26	2018-08-10
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2018-07-26	2018-08-10
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-10-23	2018-01-22
	Rep	Dealing in securities	2017-10-23	2018-01-22
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2017-10-23	2018-01-22
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2016-11-18	2016-12-03
	Rep	Dealing in securities	2016-08-09	2016-08-31
	Rep	Dealing in securities	2014-08-26	2014-08-27