Personnel Hong Kong SFC License Details (ID 2617630)

Personnel Hong Kong SFC License Details (ID 2617630)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on securities	2022-11-09	2024-04-30
	RO	Dealing in securities	2022-11-09	2024-04-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	RO	Advising on futures contracts	2021-02-01	2024-04-30
	RO	Dealing in futures contracts	2021-02-01	2024-04-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on futures contracts	2021-02-01	2024-04-30
	RO	Dealing in futures contracts	2021-02-01	2024-04-30
	Rep	Dealing in futures contracts	2019-10-28	2021-02-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-02-26	2018-09-26
	RO	Asset management	2017-08-14	2024-04-30
	Rep	Advising on securities	2016-10-12	2018-02-26
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2016-08-10	2021-02-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2016-08-10	2022-11-09