Personnel Hong Kong SFC License Details (ID 2617635)

Personnel Hong Kong SFC License Details (ID 2617635)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2021-07-05	2023-11-09
	Rep	Asset management	2021-07-05	2023-11-09
	Rep	Dealing in securities	2021-07-05	2023-11-09
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	RO	Dealing in securities	2019-05-03	2020-08-03
	Rep	Dealing in securities	2019-01-18	2019-05-03
	Rep	Advising on securities	2019-01-18	2020-08-03
	Rep	Asset management	2019-01-18	2020-08-03
Foundation Asset Management (HK) Limited	Rep	Asset management	2018-03-19	2018-07-31
CIFM Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-08-10	2017-12-04
	Rep	Dealing in securities	2016-08-10	2017-12-04