Personnel Hong Kong SFC License Details (ID 2617637)

Personnel Hong Kong SFC License Details (ID 2617637)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oxbow Capital Management (HK) Limited	Rep	Asset management	2026-01-12	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2023-07-03	2025-12-12
Oxbow Capital Management (HK) Limited	Rep	Asset management	2021-01-20	2023-03-17
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2019-11-27	2020-12-23
	Rep	Asset management	2019-11-27	2020-12-23
First Sentier Investors (Hong Kong) Limited	Rep	Advising on securities	2016-08-10	2019-10-31
	Rep	Asset management	2016-08-10	2019-10-31