Personnel Hong Kong SFC License Details (ID 2617642)

Personnel Hong Kong SFC License Details (ID 2617642)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife General Account Investments (HK) Limited	RO	Advising on securities	2024-12-30	-
	RO	Asset management	2024-12-30	-
	RO	Dealing in securities	2024-12-30	-
	Rep	Advising on securities	2024-12-12	2024-12-30
	Rep	Asset management	2024-12-12	2024-12-30
	Rep	Dealing in securities	2024-12-12	2024-12-30
	Rep	Advising on securities	2018-01-31	2022-10-10
	Rep	Asset management	2018-01-31	2022-10-10
	Rep	Dealing in securities	2018-01-31	2022-10-10
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-08-10	2019-10-30
	Rep	Asset management	2016-08-10	2019-10-30
	Rep	Dealing in securities	2016-08-10	2019-10-30