Wu, Yang (SFC:BHY416) 吳洋

HKMA registration number:AI2970

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2026-10-22	-
	Rep	Dealing in securities	2026-10-22	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2021-06-29	2026-06-25
COMPRADOR LIMITED (HK)	Rep	Advising on corporate finance	2016-08-11	2019-09-27
	Rep	Advising on securities	2016-08-11	2019-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI2970

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BARCLAYS BANK PLC	Dealing in securities	Non-EO	BANKING	2026-10-22	—	Current
BARCLAYS BANK PLC	Advising on corporate finance	Non-EO	BANKING	2026-10-22	—	Current
DEUTSCHE BANK AKTIENGESELLSCHAFT	Dealing in securities	Non-EO	—	2021-06-28	2026-06-25	Former
DEUTSCHE BANK AKTIENGESELLSCHAFT	Advising on corporate finance	Non-EO	—	2021-06-28	2026-06-25	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2019-10-05	2021-06-16	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2019-10-05	2021-06-16	Former
渣打銀行 (香港) 有限公司	Advising on corporate finance	Non-EO	—	2019-10-05	2021-06-16	Former