Cheng, Xiaomin (SFC:BHY663) 程晓敏

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2021-08-20	-
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Dealing in securities	2016-09-23	2021-06-23
	Rep	Advising on corporate finance	2016-08-11	2021-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2021-08-20	-
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Dealing in securities	2016-09-23	2021-06-23
	Rep	Advising on corporate finance	2016-08-11	2021-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.