Personnel Hong Kong SFC License Details (ID 2618956)

Personnel Hong Kong SFC License Details (ID 2618956)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-12-08	-
CMB International Securities Limited	Rep	Advising on securities	2022-08-04	-
	Rep	Dealing in securities	2022-08-04	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2019-10-08	2022-07-13
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-10-24	2022-07-13
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2018-10-24	2022-07-13
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-08-12	2018-06-29
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2016-08-12	2018-06-29