| Changjiang Securities Brokerage (HK) Limited | RO | Advising on futures contracts | 2024-06-21 | - |
| RO | Advising on securities | 2024-06-21 | - |
| Changjiang Futures (HK) Limited | RO | Dealing in futures contracts | 2022-03-07 | 2024-04-15 |
| Changjiang Securities Brokerage (HK) Limited | RO | Dealing in futures contracts | 2022-03-07 | - |
| RO | Dealing in securities | 2021-11-08 | - |
| Rep | Dealing in securities | 2021-10-25 | 2021-11-08 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | RO | Dealing in futures contracts | 2019-09-24 | 2021-09-10 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | RO | Dealing in securities | 2019-09-24 | 2021-09-10 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2016-08-12 | 2019-09-24 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-08-12 | 2019-09-24 |