Personnel Hong Kong SFC License Details (ID 2618973)

Personnel Hong Kong SFC License Details (ID 2618973)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaan Securities (Hong Kong) Brokerage Limited	RO	Advising on securities	2025-05-30	-
	RO	Dealing in securities	2025-05-30	-
	Rep	Advising on securities	2021-12-24	2025-05-30
Huaan Securities (Hong Kong) Futures Limited	Rep	Advising on futures contracts	2021-12-24	-
	Rep	Dealing in futures contracts	2021-12-24	-
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-12-21	2025-05-30
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2016-08-12	2021-12-04